|
| Company Name | CRD | Date License |
| 1851 SECURITIES, INC | 153006 | 9/8/2010 |
| 1ST DISCOUNT BROKERAGE, INC. | 39164 | 2/26/2002 |
| 1ST GLOBAL CAPITAL CORP. | 30349 | 4/26/1993 |
| 3 MARK EQUITIES, INC. | 104276 | 2/1/2001 |
| A.B. WATLEY DIRECT, INC. | 18663 | 1/12/2004 |
| ABAX BROKERAGE SERVICES LLC | 37058 | 1/6/2011 |
| ABERDEEN FUND DISTRIBUTORS, LLC | 146230 | 6/16/2008 |
| ABN AMRO CLEARING CHICAGO LLC | 14020 | 5/24/2000 |
| ABN AMRO SECURITIES (USA) LLC | 151796 | 4/17/2010 |
| ACAP FINANCIAL INC. | 7731 | 11/22/1995 |
| ADP BROKER-DEALER, INC. | 37693 | 7/7/1995 |
| ADVANCED ADVISOR GROUP, LLC | 140393 | 1/6/2011 |
| ADVANCED EQUITIES, INC. | 35545 | 12/7/2001 |
| ADVISORS ASSET MANAGEMENT, INC. | 46727 | 3/29/2001 |
| ADVISORS CLEARING NETWORK, INC. | 37466 | 11/15/1999 |
|
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