SCOR/U-7 Filings
- SCOR/U-7 Filing Requirements: Word | PDF
- Considerations for SCOR Registration: Word | PDF
- Form U-7 (new) Small Company Offering Registration Form: Word | PDF
- Introduction to Form U-7: Word | PDF
- Statement of Policy Regarding Small Company Offering Registrations(SCOR): Word | PDF
- Form U-7 Manual: Word | PDF
- Form U-1: Word | PDF
- Form U-2: Word | PDF
- * Agent of Issuer Application Checklist: Word | PDF
- * Agent of Issuer Indemnity Bond: Word | PDF
- Form U-4 Instructions: PDF
- Form U-4 Uniform Application for Securities Registration/Transfer: PDF
- Form D
- Coordinated Review-SCOR_West: PDF
- Small Business Capital Formation Options and Requirements for Issuers: Word | PDF
- Consumers Guide to Making Venture Investments in Small Businesses: Word | PDF
- Raising Small Business Capital Through Securities: Word | PDF
- Simplifying the Capital Formation Process for Small Business in Idaho: Word | PDF
- Request for Materials on Small Business Securities Financing: Word | PDF
* Must be submitted directly to the Department of Finance, Securities Bureau for initial registration (Unless selling through an Idaho registered broker-dealer)