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Securities

No-Action Letters Archive - Idaho Uniform Securities Act (Prior to September 1, 2004)

Date Description Statutes/Rules
2004/07/02 Investment Adviser Registration 30-1406(2)
2004/06/09 Limited Offering 30-1435(1)(I)
2004/04/23 Investment Adviser Registration 30-1402(6)(i)
2003/10/21 Medical Savings Account Products and Services 30-1402(6)(i)
2003/10/21 Life Estate Deeds and Continuing Care Contracts 30-1416
2003/07/15 Internet Auction of Oil, Gas & Mineral Interests 30-1402(12) 30-1406
2003/05/16 Tuition Certificates 30-1416
2003/04/02 Secondary Market Life Insurance Products purchase and sale - Viaticals 30-1402(12)
2002/05/03 Investment Adviser Registration with relation to Idaho-based Venture Capital Funds 30-1406(2)
2002/05/03 Investment Adviser Exempt from Registration 30-1406(2)
2002/02/21 Venture Capital 30-1406(2)
2001/09/06 Late Exemption Filing 30-1434(1)(k)
2001/08/17 FDIC Insured Deposit Products 30-1434(1)(c)
2001/07/13 Contractual Rights for Shipboard Apartments 30-1416
2001/06/05 Demutualization 30-1435(1)(n)
2001/05/10 Institutional Buyer 30-1402(3)
2001/04/27 Cooperative Shares 30-1402(12)
2001/04/17 Manual Exemption 30-1435(1)(c) Rule 280
2001/03/28 Demutualization 30-1434(1)(n)
2001/03/13 Share Options 30-1434(1)(k)
2000/11/09 Life Settlements - Securities? 30-1402(12)