Admin Actions Category: Securities

LIV Management, LLC

Lost Rivers Hospital District d/b/a Lost Rivers Medical Center; Tibbitts (Steve); Burroughs (Kathy); Van Etten (Cary); Vaden (Bob); Lagomarsino (Ann); Jensen (Warren); Pacheco (Debbie); Drussell (Sandra)

LPL Financial LLC

McCarthy, Kevin; Merchant Savings, LLC; and Mastermind Web Development LLC.

McDonald Investments, Inc.

McIntosh (W.M. “Bill”)

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Millennial Financial Group, Inc.; Mackey (Tyree); King (Jeremy); Miner (Pat G.)

Morgan Asset Management, Inc.; Morgan Keegan & Company

Morgan Stanley DW Inc.