Admin Actions Category: Securities

Smiley (Jack Lee); Iraqi Investment (The)

Smith (Paul Horton, Sr.)

Solium Financial Services LLC

Sonic Universal Investment Club d/b/a sonic.universal.com; Wilder (Daryl A.)

Spears (Mary F)

Spencer (Karl Kent) d/b/a Yes Funding

Stone (James C.) d/b/a JCS Advisory

Stephen Paul May; Options & Solutions Inc.

Strategic Capital Alternatives, LLC

Taylor Dean Ogden, and American Prosperity LLC