Admin Actions Category: Securities

Thomas Weisel Partners, LLC

Timothy McReynolds; and June Lee McReynolds

Turner (Shane Michael), an individual, and Network Financial Services, LLC operating as Network Investments

TWH Annuities & Insurance Agency, Inc.

U.S. Bancorp Piper Jaffray Inc.

UBS Securities LLC; UBS Financial Services, Inc.

UBS Warburg LLC; UBS PaineWebber, Inc.

UVEST Financial Services Group, Inc.

Wachovia Capital Markets, LLC

Wachovia Securities, LLC; Wachovia Capital Markets, LLC