Admin Actions Category: Securities

xCraft; Claridge, JD

Agreement and Order

Thomas Wayne Ives

Agreement and Order (8-3-2023)

Homebound Resources, LLC

Homebound Resources, LLC (2-10-2023)

Registration Exemption for Investment Advisers whose only Clients are Insurance Companies

General Order (12/8/2023)

Nexo Capital Inc; Nexo Inc; Nexo Financial Inc; Trenchev, Antoni

Swassing, Gleason Franklin “Frank”; Six Eight Properties Inc.

Earl (Dean C.)

Tam, Marcus; MTRE VB2 LLC; Marcus Tam Real Estate Development & Investment Company LLC; MTRE Village Bungalows Investment LLC

Safeguard Metals LLC; Ikahn, Jeffrey

Administrative Order

Investment Adviser and Broker-Dealer Operations Disruptions Resulting From Coronavirus

Investment Adviser and Broker-Dealer Operations Disruptions Resulting From Coronavirus

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