Admin Actions Category: Securities

Investment Advisers with Custody Solely in connection with a Standing Letter of Authorization

General Order

Tradestation Crypto, Inc.

Consent Order

Bogus Brewing Inc. d/b/a Boise Brewing

Order of Exemption/Crowdfunding

Quilici Asset Management, LLC

Suspension of Investment Advisor Registration

xCraft; Claridge, JD

Agreement and Order

Thomas Wayne Ives

Agreement and Order (8-3-2023)

Homebound Resources, LLC

Homebound Resources, LLC (2-10-2023)

Registration Exemption for Investment Advisers whose only Clients are Insurance Companies

General Order

Nexo Capital Inc; Nexo Inc; Nexo Financial Inc; Trenchev, Antoni

Swassing, Gleason Franklin “Frank”; Six Eight Properties Inc.

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