Admin Actions Category: Securities

Straight Line Investment Group LLC; Davis (Melissa); Papin (Jerry A., Jr.)

Sun Valley Advisors, Inc.; Jessen (Neil M.)

Tolman (Rulon Lee)

UCI Wealth Advisors LLC; Higgins (Travis)

Ultimate Holdings Corporation; Rieser (William R.)

Walker (Timothy Ray)

Ward (Jerry), individually and Jerry Ward d/b/a Med-Life

Watts (Walter Wesley)

Woodbridge Mortgage Investment