Admin Actions Category: Enforcement Orders

LPL Financial LLC

McCarthy, Kevin; Merchant Savings, LLC; and Mastermind Web Development LLC.

McDonald Investments, Inc.

McIntosh (W.M. “Bill”)

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Millennial Financial Group, Inc.; Mackey (Tyree); King (Jeremy); Miner (Pat G.)

Morgan Asset Management, Inc.; Morgan Keegan & Company

Morgan Stanley DW Inc.

Morgan Stanley & Co. Incorporated

Multi-Financial Securities Corporation; Batten (James A.); Lodge (James E.)