Admin Actions Category: Enforcement Orders

Shaw (Michael RW) a/k/a Michael R. Shaw d/b/a Michael Shaw Ministries and d/b/a MSM Ministries,

Simon (Peter A.) d/b/a Financial Planning Solutions

Smiley (Jack Lee); Iraqi Investment (The)

Smith (Paul Horton, Sr.)

Solium Financial Services LLC

Sonic Universal Investment Club d/b/a sonic.universal.com; Wilder (Daryl A.)

Spears (Mary F)

Spencer (Karl Kent) d/b/a Yes Funding

Stone (James C.) d/b/a JCS Advisory

Stephen Paul May; Options & Solutions Inc.