Archives: Administrative Actions

Robinhood Financial, LLC

Admin Consent Order

Scott Adams Benson

Order Denying Mortgage Loan Originator License Application and Notice Of the Opportunity To Request A Hearing (11/14/2023)

Blaze! Bordeau

Order Denying MLO License Application (2023-16-09)

Milford James Faylor

ORDER TO CEASE AND DESIST AND NOTICE OF OPPORTUNITY FOR A HEARING (06/05/2024)

Mohammed A. Ayoub

Order Denying MLO License Application And The Notice Of Opportunity To Request A Hearing

Nicholas R Helland

Order Denying MLO License Application and Notice of Opportunity To Appeal

Global Solutions Biz LLC

Order to Cease and Desist (05/14/2024)

Rosenthal and Thomas Inc

Order to Cease and Desist (05/14/2024)

Cory S Ouellette

Order Denying MLO License Application And The Notice of The Opportunity To Request A Hearing (04/02/2024)

Investment Advisers with Custody Solely in connection with a Standing Letter of Authorization

General Order

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