Archives: Administrative Actions

Andre Lamont Grey

Order Denying MLO License Application and Notice of the Opportunity to Request A Hearing

Lawrence Edward II Scott

Order Denying MLO License Application and Notice of the Opportunity to Appeal

The 401K Source, Inc.

The 401K Source, Inc Order of Summary Suspension of IA Registration 1.2.2025

Ryan Patrick Nohalty

Order Denying MLO License Application and Notice of the Opportunity to Request A Hearing

LG Associates, dba LG & Associates LLC, dba Lehigh Gates & Associates, and dba Lehigh Gates & Associates, LLC

Order to Cease and Desist

Fred Everett Drew Jr.

Order Denying MLO License Application and Notice of Right to a Hearing

Steven Lawrence Clark-Terlescki

Order Denying MLO License Application and Notice of Right to a Hearing

Lance Russell Mendenhall

Order Denying MLO License Application and Notice of the Opportunity to Request A Hearing

Michael Paul Torres

Order Denying MLO License Application and Notice of the Opportunity to Appeal

Richard Sun Chin

Order Denying MLO License Application and Notice of the Opportunity to Request A Hearing

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