Archives: Administrative Actions

Primary Enterprises, Inc. d/b/a Low Book Auto Sales; Crane (Howard A.)

ProEquities, Inc.

Profits Plus Capital Management, LLC

Ray (Doyle G.); Financial Consulting Incorporated

Raymond James & Associates, Inc.; Raymond James Financial Services, Inc.

RBC Capital Markets Corp.

RBC Capital Markets, LLC

Roberts (Douglas S.)

Rodgers (Trecia D.) d/b/a Rodgers Financial Services

Royal Wealth Management, Inc. d/b/a Northstar Capital; Royal (Brian M.)