Archives: Administrative Actions

Douglas R. Andrew; Paramount Financial Services, Inc. d/b/a Live Abundant; Aaron R. Andrew; Marcus K. Maxfield; and Jeremy A. Watson

Douglas R. Andrew; Paramount Financial Services, Inc. d/b/a Live Abundant; Aaron R. Andrew; Marcus K. Maxfield; Jeremy A. Watson; Gregory Duckwitz; J. Scott Reynolds; and Leland Whiting

E*Trade Securities LLC

Eaton (Bruce B.); Stocknet, LLC

Ecostructure Corporation a/k/a Ecostructure Financial; Ecostructure Capital, LLC; Winmark, Inc.; Winstein (Mark)

Allegis Investment Advisors, LLC

American Alternative Investments, LLC

Anthony Pellegrino, and Goldstone Financial Group, LLC.

Avalon Equity Group, Inc.

Banc of America Securities, LLC; Banc of America Investment Services, Inc.