Civil Actions Category: Securities

Hill (Ronald R.)

Complaint (February 2, 2021)Judgment and Permanent Injunction (August 25, 2021)Stipulation and Consent to Entry of Judgment (August 20, 2021)

Hinsley (Gene E.); Galaxy Coin, LLC

Complaint (April 2, 2009)Stipulation and Consent to Entry of Judgment (December 28, 2009)Judgment and Permanent Injunction (December 29, 2009)

Howell (Stephen L.); Security Financial Services, Inc.; Security Financial Fund, LLC; Security Investors Fund, LLC

Complaint (October 9, 2012)Judgment and Permanent Injunction (October 21, 2014)Stipulation and Consent to Entry of Judgment (October 23, 2014)Partial Satisfaction of Judgment (October 31, 2014)

Gertsch (Marilyn K.)

Complaint (January 21, 1998)Stipulation (February 24, 1999)Judgment and Permanent Injunction (March 1, 1999)

Goodrich (Thomas L.)

Verified Complaint (November 6, 2003)Memorandum Decision and Order (October 4, 2004)Judgment and Permanent Injunction (October 14, 2004)

Gray (Delbert W); Heritage Financial Group, Inc.

Agreement and Order and Summary Suspension; Delbert W. Gray (January 29, 2003)Verified Complaint (February 7, 2003) Stipulation As To Defendant Delbert Gray (September 26, 2003) Judgment and Permanent Injunction; Delbert Gray (October 1, 2003)

Guyon (Richard ‘Rick’ F.)

Complaint (April 13, 2017)First Amended Complaint (July 6, 2017)Judgment and Permanent Injunction (November 1, 2017)Stipulation and Consent to Entry of Judgment(December 27, 2017)Judgment and Permanent Injunction (December 27, 2017)

Hagen (Vivian); Hagen (Donald)

Verified Complaint Naming Vivian Hagen (April 22, 2002)Amended Verified Complaint Naming Vivian and Donald Hagen (September 13, 2002)Judgment Against Vivian Hagen (December 11, 2002)Stipulation For Dismissal As To Defendant Donald Hagen (July 11, 2003)Order Of Dismissal As To Defendant Donald Hagen (July 21, 2003)

Hartman (Kip)

Complaint (October 12, 2012)Stipulated Judgment and Permanent Injunction (January 9, 2013)Default Judgment (March 7, 2005)

Hauk (Theodore Sebastian) a/k/a Allen (Scott Thomas) d/b/a Scotland Construction And Restoration d/b/a Hauk Professional Carpentry

Verified Complaint (December 7, 2004)Order Of Default (March 7, 2005) Default Judgment (March 7, 2005)

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