Information on Small Company Offerings
- Considerations for SCOR Registration
- Statement of Policy Regarding Small Company Offering Registrations (SCOR)
- Small Business Capital Formation Options and Requirements for Issuers
Instructions and Filing Requirements
Forms
- Form U-1
- Form U-2
- Form U-4 Uniform Application for Securities Registration/Transfer
- Form U-7 (new) Small Company Offering Registration Form
- Form D
- Coordinated Review-SCOR_West
- Request for Materials on Small Business Securities Financing
Helpful brochures
- Consumers Guide to Making Venture Investments in Small Businesses
- Raising Small Business Capital Through Securities
- Simplifying the Capital Formation Process for Small Business in Idaho
Agent of Issuer Requirements
* Must be submitted directly to the Department of Finance, Securities Bureau for initial registration (Unless selling through an Idaho registered broker-dealer)