We register certain securities products offered to Idaho investors. A security cannot be offered or sold in Idaho unless it:
1) Is a Federal covered security.
2) Is registered.
3) Qualifies for an exemption.
Federal Covered Securities Notice Filing Requirement
- Notice Filing of Mutual Funds and Unit Investment Trusts Checklist
- Regulation D Rule 506 Filing Requirement
- Regulation A – Tier 2 Filing Requirements
Registration Filing Requirements
- Registration by Coordination filing requirements
- Registration by Qualification Regulation A – Tier 1 Filing Requirements
Exemption information
- Self-executing/Filing requirement list
- Non-profit exemption – Debt offerings- Idaho Code Section 30-14-201(7)
- Mining exemption- Idaho Code Section 30-14-201(10)
- Crowdfunding exemption – Idaho Code Section 30-14-203
Forms
- Form D
- Form U-1
- Form U-2
- Form NF
- Regulation A Tier 2
- Quarterly Report Form for Small Mining Issues
- Impound Agreement
- Stock Escrow Agreement
- Industrial Revenue Bond Issuers
Information