Admin Actions Category: Enforcement Orders

Milford James Faylor

ORDER TO CEASE AND DESIST AND NOTICE OF OPPORTUNITY FOR A HEARING (06/05/2024)

Tradestation Crypto, Inc.

Consent Order

Quilici Asset Management, LLC

Suspension of Investment Advisor Registration

xCraft; Claridge, JD

Agreement and Order

Thomas Wayne Ives

Agreement and Order (8-3-2023)

Homebound Resources, LLC

Homebound Resources, LLC (2-10-2023)

Nexo Capital Inc; Nexo Inc; Nexo Financial Inc; Trenchev, Antoni

Swassing, Gleason Franklin “Frank”; Six Eight Properties Inc.

Tam, Marcus; MTRE VB2 LLC; Marcus Tam Real Estate Development & Investment Company LLC; MTRE Village Bungalows Investment LLC

Safeguard Metals LLC; Ikahn, Jeffrey

Administrative Order

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