Admin Actions Category: Enforcement Orders

Douglas R. Andrew; Paramount Financial Services, Inc. d/b/a Live Abundant; Aaron R. Andrew; Marcus K. Maxfield; Jeremy A. Watson; Gregory Duckwitz; J. Scott Reynolds; and Leland Whiting

Douglas R. Andrew; Paramount Financial Services, Inc. d/b/a Live Abundant; Aaron R. Andrew; Marcus K. Maxfield; Jeremy A. Watson; Gregory Duckwitz; J. Scott Reynolds; and Leland Whiting

Signalwise, LLC., and William Stern

Signalwise, LLC., and William Stern

True Bullion, LLC; Anderson, Anthony Allen

Administrative Consent Order

AB Allen Financial LLC.; Allen, Linda

AB Allen Financial LLC.; Allen, Linda

Celsius Network Inc., Celsius Network Limited, Celsius US Holding LLC, Celsius Network LLC, Celsius Lending LLC

Celsius Network Inc., Celsius Network Limited, Celsius US Holding LLC, Celsius Network LLC, Celsius Lending LLC

Robinhood Financial, LLC

Admin Consent Order

Allan Hillman Densmore, and Retirement Services, LLC

Allan Hillman Densmore, and Retirement Services, LLC

American Alternative Investments, LLC

American Alternative Investments, LLC

Anthony Pellegrino, and Goldstone Financial Group, LLC.

Anthony Pellegrino, and Goldstone Financial Group, LLC.

Banc of America Securities, LLC; Banc of America Investment Services, Inc.

Banc of America Securities, LLC; Banc of America Investment Services, Inc.

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