Admin Actions Category: Enforcement Orders

Administrative Consent Order

AB Allen Financial LLC.; Allen, Linda

Celsius Network Inc., Celsius Network Limited, Celsius US Holding LLC, Celsius Network LLC, Celsius Lending LLC

Admin Consent Order

Allan Hillman Densmore, and Retirement Services, LLC

American Alternative Investments, LLC

Anthony Pellegrino, and Goldstone Financial Group, LLC.

Banc of America Securities, LLC; Banc of America Investment Services, Inc.

Bankers Life and Casualty Company; BLC Financial Services, Inc.

Batten (James A.)